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he
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ommonwealth of
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assachusetts
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PART I
ADMINISTRATION OF THE GOVERNMENT
(Chapters 1 through 182)
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TITLE XV
REGULATION OF TRADE
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CHAPTER 106
UNIFORM COMMERCIAL CODE
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ARTICLE 8
INVESTMENT SECURITIES
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Section 8-101
Short Title
Section 8-102
Definitions
Section 8-103
Rules for Determining Whether Certain Obligations and Interests are Securities or Financial Assets
Section 8-104
Acquisition of Security or Financial Asset or Interest Therein
Section 8-105
Notice of Adverse Claim
Section 8-106
Control
Section 8-107
Whether Indorsement, Instruction, or Entitlement Order is Effective
Section 8-108
Warranties in Direct Holding
Section 8-109
Warranties in Indirect Holding
Section 8-110
Applicability; Choice of Law
Section 8-111
Clearing Corporation Rules
Section 8-112
Creditor’s Legal Process
Section 8-113
Statute of Frauds Inapplicable
Section 8-114
Evidentiary Rules Concerning Certificated Securities
Section 8-115
Securities Intermediary and Others Not Liable to Adverse Claimant
Section 8-116
Securities Intermediary as Purchaser for Value
Section 8-201
Issuer
Section 8-202
Issuer’s Responsibility and Defenses; Notice of Defect or Defense
Section 8-203
Staleness as Notice of Defect or Defense
Section 8-204
Effect of Issuer’s Restriction on Transfer
Section 8-205
Effect of Unauthorized Signature on Security Certificate
Section 8-206
Completion or Alteration of Security Certificate
Section 8-207
Rights and Duties of Issuer with Respect to Registered Owners
Section 8-208
Effect of Signature of Authenticating Trustee, Registrar, or Transfer Agent
Section 8-209
Issuer’s Lien
Section 8-210
Overissue
Section 8-301
Delivery
Section 8-302
Rights of Purchaser
Section 8-303
Protected Purchaser
Section 8-304
Indorsement
Section 8-305
Instruction
Section 8-306
Effect of Guaranteeing Signature, Indorsement, or Instruction
Section 8-307
Purchaser’s Right to Requisites for Registration of Transfer
Section 8-401
Duty of Issuer to Register Transfer
Section 8-402
Assurance that Indorsement or Instruction is Effective
Section 8-403
Demand that Issuer Not Register Transfer
Section 8-404
Wrongful Registration
Section 8-405
Replacement of Lost, Destroyed, or Wrongfully Taken Security Certificate
Section 8-406
Obligation to Notify Issuer of Lost, Destroyed, or Wrongfully Taken Security Certificate
Section 8-407
Authenticating Trustee, Transfer Agent, and Registrar
Section 8-501
Securities Account; Acquisition of Security Entitlement from Securities Intermediary
Section 8-502
Assertion of Adverse Claim Against Entitlement Holder
Section 8-503
Property Interest of Entitlement Holder in Financial Asset Held by Securities Intermediary
Section 8-504
Duty of Securities Intermediary to Maintain Financial Asset
Section 8-505
Duty of Securities Intermediary with Respect to Payments and Distributions
Section 8-506
Duty of Securities Intermediary to Exercise Rights as Directed by Entitlement Holder
Section 8-507
Duty of Securities Intermediary to Comply with Entitlement Order
Section 8-508
Duty of Securities Intermediary to Change Entitlement Holder’s Position to Other Form of Security Holding
Section 8-509
Specification of Duties of Securities Intermediary by Other Statute or Regulation; Manner of Performance of Duties of Securities Intermediary and Exercise of Rights of Entitlement Holder
Section 8-510
Rights of Purchaser of Security Entitlement from Entitlement Holder
Section 8-511
Priority Among Security Interests and Entitlement Holders
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